Previously on the Platinum interface, tracking numbers were provided on each content item. Moving forward in FMG Suite, you will no longer be provided with a tracking number for each content item. Read on for information on how compliance works with each content type.

Are you with LPL Financial? Click the button below to learn more about compliance.

Web Content Has Been Pre-Approved By Compliance

Web content available through the Content Library has already been approved by your broker-dealer and is available for use.

Emails and Social Post Content Will Need to Be Submitted to Compliance

If you have direct compliance, Emails and Social Posts (such as the Weekly Market Insights) will be automatically submitted to compliance at the time of sending. Click here to learn more about direct compliance.

If you have self-managed compliance, you will need to submit it yourself to your compliance department. Click here to learn more about self-managed compliance.

Downloadable Content

Content available in the Downloadables section will need to be submitted to your compliance department before use.

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